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Compliance & Governance

Compliance first, risk discipline always

A disciplined governance structure across multiple regulatory frameworks — protecting investors and enabling transparent, long-term growth.

Compliance-first principles

Compliance before scale. Pelagis intends to operate in partnership with appropriately licensed fund managers, offering products solely to professional and qualified investors in line with the regulations of Hong Kong, mainland China and Australia.

Risk Control

End-to-end risk discipline across due diligence, decision-making, and monitoring — with independent oversight to keep the process at arm's length.

Legal Documents

Compliance statement, privacy policy, investor suitability framework, and full disclosure documents.

Investor Protection

Investor protection framework

Pelagis treats compliance as the foundation of the business. We follow a 'compliance before scale' principle — products are offered only to professional and qualified investors in accordance with local regulations, with disclosure and process arrangements aligned to multi-jurisdictional requirements.

An independent compliance and risk function oversees fundraising, investment decisions, disclosure and related-party transactions — keeping investor and firm interests aligned.

Note: Regional business is subject to local regulation. This site does not constitute an offer or solicitation in any jurisdiction.